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FCA TR14/13 Thematic Review on Best Execution

14

Nov

FCA TR14/13 Thematic Review on Best Execution

In July 2014 the FCA published the TR14/13 Thematic Review, a report relating to best execution, and the practice of payment for order flow, in the UK. Firms looking for a simple but very reliable way to step up to the FCA’s requirements and address some of the key action points set out in this report, should consider the following items where Equiduct provides an on-Exchange, off-the-shelf solution: 

 

 

 

“Ensuring that adequate monitoring programmes are in place to respond to any identified failures of best execution”

“Monitoring execution venues in order to respond to any changes in the market”

“Checking that any benchmarks against which best execution outcomes are assessed are appropriate to the order concerned”

“Ensuring that any sampling used to monitor best execution covers a sufficient range of orders and is proportionate to the nature and extent of the firm's activities”

 

To find out more about Equiduct’s unique Best Execution solution, visit the Trading Model section or contact us.


Data from Market by Limit feed, delayed at least 15 minutes. View our methodology.